Tourists
in an unknown town: Remapping the social sciences
>>
Andrew Abbott, AM'75, PhD'82, proposes a
theory of research in the social sciences that follows a fractal
pattern.
There's a curious thing about fractals. Once you recognize a pattern,
you begin seeing them all over the place: in the tangled tops
of crab apple trees, in the early winter waves crashing against
the concrete riprap along the South Shore, and-in Andrew Abbott's
case-in the way knowledge moves through the social sciences.
The
Ralph Lewis professor and chair of sociology and in the College,
Abbott has written a book on his observations, Chaos of Disciplines,
published this December by the University of Chicago Press. Abbott
maps the patterns of social science research during the last century
and lays down a set of principles by which it is organized-or,
he would argue, by which the research in fact seems to organize
itself. Passionate disagreements among scholars, the rise and
fall of schools of thought, the revolutions that occur in one
discipline when scholars borrow (even "thieve") ideas from colleagues
in others; all of these, Abbott says, are part of a wonderful
pattern that is fractal in its nature. Fractals, complex yet self-similar
geometric shapes, are capable of accounting for the irregularly
shaped objects or spatially nonuniform phenomena in nature that
Euclidian geometry can't digest. Once it's apparent, Abbott's
fractal offers social scientists a handy set of practices to go
about their work of discovering the mysteries of social life in
a more efficient and complete manner.
"The
real problem that drove this," says Abbott during a conversation
in his office in the Social Science Research Building, "is that
I kept running into people who appeared to disagree profoundly
but, when you put them in another context, appeared to be arguing
for exactly the same thing as the people they had been arguing
against in the other context."
Abbott
has argued with many a social scientist during the 18 years since
earning his Ph.D. in sociology at Chicago, joining the faculty
in 1991, and publishing two books, The System of Professions
(University of Chicago Press, 1988) and Department and Disciplines
(University of Chicago Press, 1999). But perhaps more pertinent
to his views about fractal discovery is that he frequently loses
these arguments. And losers take note of the points on which the
winners trounce them. Indeed, as a self-described "eclectic" who
would rather take the best of several points of view than live
within certain "obnoxious" intellectual boundaries, Abbott says
he is loath to disagree with any intellectual position at all.
A
lanky, laid-back man, Abbott has deep-set eyes and thick, wavy
brown hair that replicates itself in smaller scale in his bushy
eyebrows and the tufts on his knobby knuckles. He is tall and
angular, and he props a sprained ankle on a chair beside him-a
soccer injury from the weekend past. On the wall above his head,
framed black-and-white photos of his Harvard undergraduate mentors
and the former occupants of his office (Chicago sociologists Ernest
W. Burgess, Everett C. Hughes, Morris Janowitz, and William Julius
Wilson) peer down on a garrison of filing cabinets standing shoulder
to shoulder opposite the neatly indexed bookshelves that furnish
Abbott's scholarly life.
It was in the course of losing arguments that Abbott began to
see certain similarities between social scientists who would otherwise
consider themselves to be at opposite ends of an issue. He returns
to this phenomenon repeatedly in Chaos. "[I]f we take any
group of sociologists," he writes, "and lock them in a room, they
will argue and at once differentiate themselves into positivists
[those who take an empirical approach to social life] and interpretivists
[those who believe that social experience can be interpreted in
many ways]. But if we separate those two groups and lock them
in separate rooms, those groups will each in turn divide over
exactly the same issues." Indeed, he says, keep separating the
sociologists into smaller groups, and they'll keep dividing themselves
in exactly the same way. This curious type of self-similarity
is, Abbott realized, fractal. The idea that many basic debates
of social science are organized around such "fractal distinctions"
is central to Abbott's argument.
However
sociologists classify themselves-positivist or interpretivist,
a belief in the "constructed" rather than the "real" nature of
social phenomenon, the study of individuals or emergent groups-however
they draw the boundaries between themselves, they are actually
just playing with these fractal distinctions at various levels
and scales.
As fractal distinctions unfold in time, they make what Abbott
calls a generational paradigm. A generation of young, upstart
graduate students and assistant professors flips a fractal distinction
to generate a radical "new" idea that appears to overturn their
elders' ideas. Groundbreaking work gets published defining the
parameters of the new theory. The grad students and assistant
professors gain tenure, and younger academics follow in their
footsteps, clarifying and debating the theory's finer points-less
groundbreaking, but still important work. Our young upstarts become
full professors, and suddenly their radical theory seems passé
in light of the changing times and intriguing ideas being put
forth in, say, economics or the humanities. A new generation of
upstarts then overthrows these new elders, usually by flipping
the fractal distinction back again or by changing scale, and the
cycle begins once more.
But,
Abbott argues, because the discipline of sociology is open to
many points of view (he calls it an "interstitial" discipline,
unable to rule out anything that lies between the humanities and
the hard sciences), someone inevitably points out that the new
theory omits certain important matters addressed by the old one.
In the end the victors inevitably "take up the burdens" of their
old enemies by "ingesting" the core principles of the conquered
theory-albeit with a new name and vocabulary. Abbott calls this
process "remapping," and it's extremely useful, he says, because
"We get to keep our best concepts forever, and yet can retain
our belief in perpetual intellectual progress."
Abbott
goes on to demonstrate this fractal nature of sociological research,
devoting several chapters to mapping certain areas of scholarly
inquiry over the past half century: the theories addressing why
people in Western society experience so much stress, the spiraling
debates over how deviance and social problems should be understood,
and the influence of historians on sociology. He compares all
of these sociologists' endeavors to the wanderings of a group
of tourists who set out to explore a city. They go about their
sightseeing systematically, deciding at an intersection to go
east or west, north or south, based on the choices that have carried
them thus far. Sometimes they'll end up in a blind alley and must
reverse themselves to find their way out, and sometimes they'll
run into a fellow tourist on the corner of Rational Choice Street
and Conflict Avenue, and they won't necessarily understand how
the other tourist got there, but they'll try to agree on the merits
of the sights at that intersection. When the sociologists return
to the tour bus, he says, hopefully they'll bring back a fairly
complete picture of the city of social life. Hidden in Abbott's
observations, however, is a caveat: get lost in the fractal distinction-or,
one might say, keep going around the same city block and claim
that you're covering new territory because you're walking on the
grass rather than the sidewalk-and you may risk never getting
to know entire areas of the city at all. Or, worse, you may surrender
those unexplored neighborhoods to the upstarts in another discipline.
He argues that this is exactly why the field of economics is so
powerful today.
"Economics,"
he writes, "has pushed its rigorous rational choice approach into
substantial areas of political science, sociology, and history.
In all of these disciplines, local thieves have been busy making
their reputations by bringing the good news from Ghent to Aix,
reselling simplified economic ideas to revolutionize their own
disciplines back home. What is unusual about this is not that
it is occurring; local thievery is common.... What is unusual
is rather the happening of this pattern across several disciplines
at once."
What
makes the fractal model so handy, Abbott says, is that it is not
only a descriptive model, but also a prescriptive one for generating
new ideas and covering new ground. "One of the ways to generate
new ideas is to say, 'Context! We've got to have a context for
X!'" he says. "On the other hand, sometimes you can say great
new things by saying, 'To hell with the context.' And depending
on how you scale your idea or where it is [in the fractal cycle],
that can be very much the right thing to do. I suggest we focus
our attention on what these scalable ideas are." He calls on his
colleagues in the social sciences to "recognize that this is the
way we do things and then just roll with it a little more."
In
his final two chapters, Abbott pushes his argument beyond the
social sciences to academia in general and society at large. He
argues that there are self-similar structures at all levels of
society. He also uses the fractal analysis to investigate the
politicization of academia.
But
his main focus is the social sciences. "It is an emotional business,
this work of ours," he admits in the concluding chapter of Chaos.
"For me, the chief emotion is a sense of wonder at all the possible
ways to know social life. That is what it is to be an eclectic,
and that is why it has been necessary for me to think up a way
of embracing all the best of it.... [Social science] is progressive,
but not cumulative. It can and does forget. But its evolutions
are wonderful to watch. And the ever-growing complexity that grows
out of the endless permutations of its fundamental ideas is a
fulfillment in itself." -
S.A.S.