Liberal
talk, realist thinking
>> Continued...
WHATEVER
MERITS REALISM may have as an explanation for real-world
politics and as a guide for formulating foreign policy, it is
not a popular school of thought in the West. Realism's central
message-that it makes good sense for states to selfishly pursue
power-does not have broad appeal. It is difficult to imagine a
modern political leader openly asking the public to fight and
die to improve the balance of power. No European or American leader
did so during either world war or the Cold War. Most people prefer
to think of fights between their own state and rival states as
clashes between good and evil, where they are on the side of the
angels and their opponents are aligned with the devil. Thus, leaders
tend to portray war as a moral crusade or an ideological contest,
rather than as a struggle for power. Realism is a hard sell.
Americans
appear to have an especially intense antipathy toward balance-of-power
thinking. The rhetoric of 20th-century presidents, for example,
is filled with examples of realism bashing. Woodrow Wilson is
probably the most well-known example of this tendency, because
of his eloquent campaign against balance-of-power politics during
and immediately after World War I. Yet Wilson is hardly unique,
and his successors have frequently echoed his views. In the final
year of World War II, for example, Franklin Delano Roosevelt declared,
"In the future world the misuse of power as implied in the
term 'power politics' must not be the controlling factor in international
relations." More recently, Bill Clinton offered a strikingly
similar view, proclaiming that "in a world where freedom,
not tyranny, is on the march, the cynical calculus of pure power
politics simply does not compute. It is ill-suited to a new era."
He sounded the same theme when defending NATO expansion in 1997,
arguing that the charge that this policy might isolate Russia
was based on the mistaken belief "that the great power territorial
politics of the 20th century will dominate the 21st century."
Instead, Clinton emphasized his belief that "enlightened
self-interest, as well as shared values, will compel countries
to define their greatness in more constructive ways
and
will compel us to cooperate."
Americans
tend to be hostile to realism because it clashes with their basic
values. Realism stands opposed to Americans' views of both themselves
and the wider world. In particular, realism is at odds with the
deep-seated sense of optimism and moralism that pervades much
of American society. Liberalism, on the other hand, fits neatly
with those values. Not surprisingly, foreign policy discourse
in the United States often sounds as if it has been lifted right
out of a Liberalism 101 lecture.
Americans
are basically optimists. They regard progress in politics, whether
at the national or the international level, as both desirable
and possible. As the French author Alexis de Tocqueville observed
long ago, Americans believe that "man is endowed with an
indefinite faculty of improvement." Realism, by contrast,
offers a pessimistic perspective on international politics. It
depicts a world rife with security competition and war, and, to
quote Morgenthau, holds out little promise of "escape from
the evil of power, regardless of what one does." Such pessimism
is at odds with the powerful American belief that with time and
effort, reasonable individuals can cooperate to solve important
social problems. Liberalism offers a more hopeful perspective
on world politics, and Americans naturally find it more attractive
than the gloomy specter drawn by realism.
Americans are also prone to believe that morality should play
an important role in politics. As the prominent sociologist Seymour
Martin Lipset writes, "Americans are utopian moralists who
press hard to institutionalize virtue, to destroy evil people,
and eliminate wicked institutions and practices." This perspective
clashes with the realist belief that war is an intrinsic element
of life in the international system. Most Americans tend to think
of war as a hideous enterprise that should ultimately be abolished
from the face of the Earth. It might justifiably be used for lofty
liberal goals like fighting tyranny or spreading democracy, but
it is morally incorrect to fight wars merely to change or preserve
the balance of power. This makes the Clausewitzian conception
of warfare anathema to most Americans.
The
American proclivity for moralizing also conflicts with the fact
that realists tend not to distinguish between good and bad states,
but instead discriminate between states largely on the basis of
their relative power capabilities. A purely realist interpretation
of the Cold War, for example, allows for no meaningful difference
in the motives behind American and Soviet behavior during that
conflict. According to realist theory, both sides were driven
by their concerns about the balance of power, and each did what
it could to maximize its relative power. Most Americans would
recoil at this interpretation of the Cold War, however, because
they believe the United States was motivated by good intentions
while the Soviet Union was not.
Liberal
theorists do distinguish between good and bad states, of course,
and they usually identify liberal democracies with market economies
as the most worthy. Not surprisingly, Americans tend to like this
perspective, because it identifies the United States as a benevolent
force in world politics and portrays its real and potential rivals
as misguided or malevolent troublemakers. Predictably, this line
of thinking fueled the euphoria that attended the downfall of
the Soviet Union and the end of the Cold War. When the "evil
empire" collapsed, many Americans (and Europeans) concluded
that democracy would spread across the globe and that world peace
would soon break out. This optimism was based largely on the belief
that democratic America is a virtuous state. If other states emulated
the United States, therefore, the world would be populated by
good states, and this development could only mean the end of international
conflict.
Because
Americans dislike realpolitik, public discourse about foreign
policy in the United States is usually couched in the language
of liberalism. Hence the pronouncements of the policy elites are
heavily flavored with optimism and moralism. American academics
are especially good at promoting liberal thinking in the marketplace
of ideas. Behind closed doors, however, the elites who make national
security policy speak mostly the language of power, not that of
principle, and the United States acts in the international system
according to the dictates of realist logic. In essence, a discernible
gap separates public rhetoric from the actual conduct of American
foreign policy.
Prominent realists have often criticized U.S. diplomacy on the
grounds that it is too idealistic and have complained that American
leaders pay insufficient attention to the balance of power. For
example, George Kennan wrote in 1951, "I see the most serious
fault of our past policy formulation to lie in something that
I might call the legalistic-moralistic approach to international
problems. This approach runs like a red skein through our foreign
policy of the last 50 years." According to this line of argument,
there is no real gap between America's liberal rhetoric and its
foreign policy behavior, because the United States practices what
it preaches. But this claim is wrong. American foreign policy
has usually been guided by realist logic, although the public
pronouncements of its leaders might lead one to think otherwise.
It
should be obvious to intelligent observers that the United States
speaks one way and acts another. In fact, policymakers in other
states have always remarked about this tendency in American foreign
policy. As long ago as 1939, for example, Carr pointed out that
states on the European continent regard the English-speaking peoples
as "masters in the art of concealing their selfish national
interests in the guise of the general good," adding that
"this kind of hypocrisy is a special and characteristic peculiarity
of the Anglo-Saxon mind."
Still,
the gap between rhetoric and reality usually goes unnoticed in
the United States itself. Two factors account for this phenomenon.
First, realist policies sometimes coincide with the dictates of
liberalism, in which case there is no conflict between the pursuit
of power and the pursuit of principle. Under these circumstances,
realist policies can be justified with liberal rhetoric without
having to discuss the underlying power realities. This coincidence
makes for an easy sell. For example, the United States fought
against fascism in World War II and communism in the Cold War
for largely realist reasons. But both of those fights were also
consistent with liberal principles, and thus policymakers had
little trouble selling them to the public as ideological conflicts.
Second,
when power considerations force the United States to act in ways
that conflict with liberal principles, "spin doctors"
appear and tell a story that accords with liberal ideals. For
example, in the late 19th century, American elites generally considered
Germany to be a progressive constitutional state worthy of emulation.
But the American view of Germany changed in the decade before
World War I, as relations between the two states deteriorated.
By the time the United States declared war on Germany in April
1917, Americans had come to see Germany as more autocratic and
militaristic than its European rivals.
Similarly,
during the late 1930s, many Americans saw the Soviet Union as
an evil state, partly in response to Josef Stalin's murderous
internal policies and his infamous alliance with Nazi Germany
in August 1939. Nevertheless, when the United States joined forces
with the Soviet Union in late 1941 to fight against the Third
Reich, the U.S. government began a massive public relations campaign
to clean up the image of America's new ally and make it compatible
with liberal ideals. The Soviet Union was now portrayed as a proto-democracy,
and Stalin became "Uncle Joe."
How
is it possible to get away with this contradiction between rhetoric
and policy? Most Americans readily accept these rationalizations
because liberalism is so deeply rooted in their culture. As a
result, they find it easy to believe that they are acting according
to cherished principles, rather than cold and calculated power
considerations.
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John
J. Mearsheimer is the R. Wendell Harrison distinguished service
professor in political science and co-director of the University's
Program on International Security Policy. This article is adapted
from The Tragedy of Great Power Politics by John Mearsheimer.
© 2001 by John Mearsheimer. With permission of the publisher,
W. W. Norton & Company, Inc.